Senior Vice President, Treasury
Wedbush Securities
Financial Services
Los Angeles, CA - USA
Senior Manager / Director
Experteer Overview
In this role you will lead treasury operations across multiple entities to optimize liquidity and funding for a large securities firm. You will shape treasury strategy, manage cash, and oversee financing and investing activities within risk limits, while ensuring regulatory compliance. You work closely with senior leadership and banking partners to maintain strong controls and efficient cash movement. This is a mission-critical position that directly supports capital planning and regulatory adherence in a fast-paced environment. You will influence liquidity strategy and banking relationships to sustain the firm’s financing capabilities and investor confidence.
Pay / Benefits
- comprehensive medical, dental, and vision coverage
- Health Savings Account with company contributions
- Flexible Spending Accounts (FSA)
- 401(k) plan with company matching and profit-sharing
- Tuition reimbursement up to $5,250/year
- 3 weeks of Paid Time Off
Responsibilites
- Manage treasury operations across the firm, focusing on liquidity, cash positioning, and capital planning
- Oversee settlements and CCP margin requirements for clearing broker-dealers (NSCC, OCC, FICC, DTC)
- Execute short- and long-term financing and investing activities within risk parameters
- Ensure compliance with 15c3-3 funding regulations, including reserve calculations and customer protection
- Lead treasury operations for multiple entities/broker-dealers with strong controls
- Manage corporate cash balances and funding for AP, payroll, and other disbursements
- Maintain and negotiate banking/counterparty relationships and credit facilities
- Develop, implement, and maintain treasury policies and procedures for efficiency and controls
- Provide analysis/recommendations on liquidity, capital usage, and financial risk
- Perform other tasks as assigned
Key requirements
- Bachelor's degree in Finance, Accounting, or related field; MBA or CTP a plus
- FINRA Series 7, 99, or relevant principal license required
- 10-15+ years of treasury or financial operations in financial services
- Strong knowledge of 15c3-3 and broker-dealer regulatory requirements
- Experience with corporate cash management, liquidity, and money movement
- Experience supporting treasury functions across multiple entities or business units
- Proven ability to build and maintain banking/counterparty relationships
- Strong communication and cross-team collaboration skills
- Highly organized with ability to manage multiple priorities in a fast-paced environment
- Strong analytical skills and strategic judgment
Description
In this role you will lead treasury operations across multiple entities to optimize liquidity and funding for a large securities firm. You w…
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